This privacy policy discloses River Branch's information gathering and dissemination policies for the River Branch website:

Collection and Dissemination of Personal Information
River Branch seeks to protect the confidentiality and security of our customer information. Information gathered via this site is not shared with third parties unless disclosure is required by law. River Branch does not sell personal information to third parties for commercial purposes.

River Branch reserves the right to disclose user information in special circumstances, where River Branch believes that the disclosure of such information is necessary to identify or contact someone who may be interfering with or violating River Branch's rights or property or other users or to protect or enforce River Branch's rights or obligations. River Branch may also disclose user information when such disclosure is required by law or regulation (including information requested during routine regulatory reviews and examinations).

Policy Changes
River Branch reserves the right to modify or update this Privacy Policy or other terms and conditions of use of the River Branch websites at any time by updating the relevant link. Any modifications or updates shall be effective upon posting to the River Branch website(s).

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River Branch Website Terms and Conditions of Use
Access to the River Branch website is provided by River Branch Holdings LLC (together with its subsidiaries and affiliates and their officers, directors, managing directors, partners, and employees “River Branch”). As used herein, “you” and “user” mean any visitor to the River Branch website.

PLEASE READ THESE TERMS AND CONDITIONS CAREFULLY. BY ACCESSING THIS WEBSITE YOU AGREE TO BE BOUND BY THE TERMS AND CONDITIONS BELOW. THESE TERMS AND CONDITIONS ARE SUBJECT TO CHANGE WITHOUT NOTICE, FROM TIME TO TIME IN RIVER BRANCH’S SOLE DISCRETION. RIVER BRANCH WILL NOTIFY YOU OF AMENDMENTS TO THESE TERMS AND CONDITIONS BY POSTING THEM TO THIS WEBSITE. IF YOU DO NOT AGREE WITH THESE TERMS AND CONDITIONS, PLEASE DO NOT ACCESS THIS WEBSITE.

Monitoring by River Branch
Your use of the products and services on this website may be monitored by River Branch, and the resultant information may be used by River Branch for its internal business purposes or in accordance with the rules of any applicable regulatory or self-regulatory organization.

Website Content and Materials
The information on this website is for information purposes only. It is believed to be reliable, but we do not warrant its completeness, timeliness or accuracy. User accesses, uses, and relies upon such content at your own risk. The information on this website is not intended as an offer or solicitation for the purchase of any stock, any other security or any financial instrument or to provide any investment service or investment advice in any jurisdiction.

No Warranties
This website, and all information available on or accessed through this website, is provided “as is.” The firm makes no warranties, representations or claims of any kind concerning the information presented on or through this website.

Limitation of Liability
Your use of this website is at your own risk. The materials presented on this website may not reflect the most current legal developments, verdicts or settlements. These materials may be changed, improved, or updated without notice. River Branch is not responsible for any errors or omissions in the content of this website or for damages arising from the use or performance of this website under any circumstances.

No Warranties Made as to Security
River Branch makes no warranty whatsoever to you, express or implied, regarding the security of the website.

Intellectual Property
River Branch owns and maintains this website. The trademarks, logos and service marks on this website are the property of River Branch and others. The information provided on this website may not be republished or redistributed, in any format, without the express prior written consent of River Branch. The copyright and other proprietary notices or legends on any information downloaded or printed from this website must be left intact. The River Branch Website Terms and Conditions of Use are not intended to, and will not transfer or grant any rights in or to the information on this website and all such rights are reserved by River Branch or the third party providers of such information.

Content Not to be Construed as a Solicitation or Recommendation
This material has been prepared for informational purposes only and River Branch is not soliciting any action based upon it. This material is not to be construed as a recommendation; or an offer to buy or sell; or the solicitation of an offer to buy or sell any security, financial product, or instrument.

Third Party Links
River Branch websites may contain links to other sites, some of which are not owned by River Branch. River Branch is not responsible for the security or privacy practices of non- River Branch sites, the products or services offered by such sites, or the content appearing at such sites. Likewise, River Branch does not endorse any of the products or services marketed at non- River Branch sites.

River Branch prohibits the framing of any materials available through the River Branch websites and unauthorized hypertext links to River Branch's websites. River Branch reserves the right to disconnect or otherwise disable any unauthorized frames or hypertext links.

Changes
River Branch reserves the right to modify or update the River Branch Website Terms and Conditions of Use or any other terms and conditions of use of the River Branch websites at any time by updating the relevant link. Any modifications or updates shall be effective upon posting to the River Branch website(s).

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River Branch Business Continuity Plan Disclosure Statement
River Branch has developed a Business Continuity Plan concerning how we would respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind we are providing you with this information on our Business Continuity Plan.

Contacting Us
If after a significant business disruption you cannot contact River Branch as you usually do at our office number of (312) 244-0900, you may contact us via our website at www.rbhllc.com. If you cannot access us through either one of those means, we will personally contact all of our business constituents via telephone to answer any questions you may have.

Our Business Continuity Plan
We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment and protecting the Firm’s books and records. In short, our Business Continuity Plan is designed to permit our Firm to resume operations as quickly as possible, given the scope and severity of the significant business disruptions.

Our Business Continuity Plan addresses: data back-up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; bank impact; and regulatory reporting if we are unable to continue our business.

Varying Disruptions
Significant business disruptions can vary in their scope, such as only our Firm, a single building housing of our Firm, the business district where our Firm is located, the city where we are located and the whole region. In either situation, we plan to continue in business and notify you via telephone, fax or email on how to contact us.

For More Information
If you have questions about our business continuity planning or wish to review our complete Business Continuity Plan, please contact our office or send us an email at info@rbhllc.com and we will respond as soon as possible.

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